{"id":6202,"date":"2024-07-29T15:27:15","date_gmt":"2024-07-29T18:27:15","guid":{"rendered":"https:\/\/banrisul.centralesg.com.br\/indicadores\/conformidade-com-as-leis-e-regulamentos-2\/"},"modified":"2025-09-26T16:38:07","modified_gmt":"2025-09-26T19:38:07","slug":"conformidade-com-as-leis-e-regulamentos-2","status":"publish","type":"indicador","link":"http:\/\/banrisul.centralesg.com.br\/en\/indicadores\/conformidade-com-as-leis-e-regulamentos-2\/","title":{"rendered":"Compliance with laws and regulations"},"content":{"rendered":"\n<p><strong>2-27 a) Report the total number of significant instances of non-compliance with laws and regulations during the reporting period, and a breakdown of this total by:<\/strong><\/p>\n\n\n\n<p><strong>2-27 a) i) instances for which fines were incurred;<\/strong><\/p>\n\n\n\n<p><strong>2-27 a) ii) instances for which non-monetary sanctions were incurred.<\/strong><\/p>\n\n\n\n<p>In 2023 there were no significant incidents of non-compliance with laws and regulations\u00b9<\/p>\n\n\n\n<p>\u00b9For 2023, in an effort to improve information management, the scope of the indicator was limited to fines and sanctions imposed on the institution in relation to its direct conduct on these issues. In this period, non-compliance incidents that cause social, environmental or climate damage are considered. For this reason, figures published for previous years have been adjusted in this report. This has led to a reduction in the number of cases presented.<\/p>\n\n\n\n<p><strong>2-27 b) Report the total number and the monetary value of fines for instances of noncompliance with laws and regulations that were paid during the reporting period, and a breakdown of this total by:<\/strong><\/p>\n\n\n\n<p><strong>2-27 b) i) fines for instances of non-compliance with laws and regulations that occurred in the current reporting period;<\/strong><\/p>\n\n\n\n<p><strong>2-27 b) ii) fines for instances of non-compliance with laws and regulations that occurred in previous reporting periods.<\/strong><\/p>\n\n\n\n<div class=\"wpdt-c row wpDataTableContainerSimpleTable wpDataTables wpDataTablesWrapper\n\"\n    >\n        <table id=\"wpdtSimpleTable-323\"\n           style=\"border-collapse:collapse;\n                   border-spacing:0px;\"\n           class=\"wpdtSimpleTable wpDataTable\"\n           data-column=\"4\"\n           data-rows=\"4\"\n           data-wpID=\"323\"\n           data-responsive=\"0\"\n           data-has-header=\"1\">\n\n                    <thead>        <tr class=\"wpdt-cell-row \" >\n                            <th class=\"wpdt-cell wpdt-align-left wpdt-bold wpdt-merged-cell \"\n                 colspan=\"4\"  rowspan=\"1\"                 data-cell-id=\"A1\"\n                data-col-index=\"0\"\n                data-row-index=\"0\"\n                style=\" width:100%;                padding:10px;\n                \"\n                >\n                                Cases of non-compliance with laws and regulations\u00b9                <\/th>\n                                                                            <\/tr>\n                    <tbody>        <tr class=\"wpdt-cell-row \" >\n                            <td class=\"wpdt-cell wpdt-bold wpdt-align-center wpdt-merged-cell \"\n                 colspan=\"2\"  rowspan=\"1\"                 data-cell-id=\"A2\"\n                data-col-index=\"0\"\n                data-row-index=\"1\"\n                style=\"                padding:10px;\n                \"\n                >\n                                2023                <\/td>\n                                                        <td class=\"wpdt-cell wpdt-bold wpdt-align-center wpdt-merged-cell \"\n                 colspan=\"2\"  rowspan=\"1\"                 data-cell-id=\"C2\"\n                data-col-index=\"2\"\n                data-row-index=\"1\"\n                style=\"                padding:10px;\n                \"\n                >\n                                During previous reporting periods (2017 to 2022)                <\/td>\n                                                    <\/tr>\n                            <tr class=\"wpdt-cell-row \" >\n                            <td class=\"wpdt-cell wpdt-align-center\"\n                                    data-cell-id=\"A3\"\n                data-col-index=\"0\"\n                data-row-index=\"2\"\n                style=\"                padding:10px;\n                \"\n                >\n                                Number of cases                <\/td>\n                                            <td class=\"wpdt-cell wpdt-align-center\"\n                                    data-cell-id=\"B3\"\n                data-col-index=\"1\"\n                data-row-index=\"2\"\n                style=\"                padding:10px;\n                \"\n                >\n                                Monetary value (R$)                <\/td>\n                                            <td class=\"wpdt-cell wpdt-align-center\"\n                                    data-cell-id=\"C3\"\n                data-col-index=\"2\"\n                data-row-index=\"2\"\n                style=\"                padding:10px;\n                \"\n                >\n                                Number of cases                <\/td>\n                                            <td class=\"wpdt-cell wpdt-align-center\"\n                                    data-cell-id=\"D3\"\n                data-col-index=\"3\"\n                data-row-index=\"2\"\n                style=\"                padding:10px;\n                \"\n                >\n                                Monetary value (R$)                <\/td>\n                                        <\/tr>\n                            <tr class=\"wpdt-cell-row \" >\n                            <td class=\"wpdt-cell wpdt-align-center\"\n                                    data-cell-id=\"A4\"\n                data-col-index=\"0\"\n                data-row-index=\"3\"\n                style=\"                padding:10px;\n                \"\n                >\n                                1                <\/td>\n                                            <td class=\"wpdt-cell wpdt-align-center\"\n                                    data-cell-id=\"B4\"\n                data-col-index=\"1\"\n                data-row-index=\"3\"\n                style=\"                padding:10px;\n                \"\n                >\n                                R$8,000                <\/td>\n                                            <td class=\"wpdt-cell wpdt-align-center\"\n                                    data-cell-id=\"C4\"\n                data-col-index=\"2\"\n                data-row-index=\"3\"\n                style=\"                padding:10px;\n                \"\n                >\n                                3                <\/td>\n                                            <td class=\"wpdt-cell wpdt-align-center\"\n                                    data-cell-id=\"D4\"\n                data-col-index=\"3\"\n                data-row-index=\"3\"\n                style=\"                padding:10px;\n                \"\n                >\n                                R$49,000                <\/td>\n                                        <\/tr>\n                    <\/table>\n<\/div><style id='wpdt-custom-style-323'>\ntable#wpdtSimpleTable-323{ table-layout: fixed !important; }\ntable#wpdtSimpleTable-323 td, table.wpdtSimpleTable323 th { white-space: normal !important; }\nthead sub, thead sup{\n    color: #fff;\n}<\/style>\n<style>\n\/* th background color *\/\n.wpdt-c.wpDataTablesWrapper table.wpdtSimpleTable.bt[data-has-header='1'] td.wpdt-header-classes,\n.wpdt-c.wpDataTablesWrapper table.wpdtSimpleTable thead th,\n.wpdt-c .wpDataTablesWrapper table.wpDataTable thead th,\n.wpdt-c .wpDataTablesWrapper table.wpDataTable thead th.sorting {\n\tbackground-color: #673AB7 !important;\n    background-image: none !important;\n}\n\/* th font color *\/\n.wpdt-c.wpDataTablesWrapper table.wpdtSimpleTable.bt[data-has-header='1'] td.wpdt-header-classes,\n.wpdt-c.wpDataTablesWrapper table.wpdtSimpleTable thead th,\n.wpdt-c .wpDataTablesWrapper table.wpDataTable thead th {\n\tcolor: #FFFFFF !important;\n}\n.wpdt-c .wpDataTablesWrapper table.wpDataTable thead th.sorting:after,\n.wpdt-c .wpDataTablesWrapper table.wpDataTable thead th.sorting_asc:after {\n\tborder-bottom-color: #FFFFFF !important;\n}\n.wpdt-c .wpDataTablesWrapper table.wpDataTable thead th.sorting_desc:after {\n\tborder-top-color: #FFFFFF !important;\n}\n\n\/* table font size *\/\n.wpdt-c.wpDataTablesWrapper table.wpdtSimpleTable,\n.wpdt-c .wpDataTablesWrapper table.wpDataTable {\n    font-size:16px !important;\n}\n \n<\/style>\n\n\n\n\n<p class=\"has-small-font-size\">\u00b9All loss events involving administrative and court proceedings, administrative fines and damage to physical assets were considered as fines, such as events associated with bad weather and damage to physical assets (climate scope), data processing and over-indebtedness (social scope).<\/p>\n\n\n\n<p><strong>2-27 c) Describe the significant instances of non-compliance.<\/strong><\/p>\n\n\n\n<p>Significant cases of non-compliance consist of the total number of operational risk events with a social, environmental and climate scope, comprising fines, notices, damage to physical assets, administrative and legal proceedings (civil and labor) against the Banrisul Group.<\/p>\n\n\n\n<p><strong>2-27 d) Describe how it has determined significant instances of non-compliance.<\/strong><\/p>\n\n\n\n<p>The instances of social, environmental and climate non-compliance are identified based on Section VIII \u2014 Management of social, environmental and climate risks (articles 38-A, 38-B, 38-C) of Resolution 4,557\/17 of the National Monetary Council. The articles mentioned above exemplify social, environmental and climate events that may lead to losses for the Institution. When these events are identified based on operating losses, the social, environmental or climate scope is marked.<\/p>\n","protected":false},"featured_media":0,"template":"","categoria_indicadores":[1444],"codigo":[1476],"empresas":[],"ano_indicador":[1546],"class_list":["post-6202","indicador","type-indicador","status-publish","hentry","categoria_indicadores-overall-content","codigo-gri-2-27-en","ano_indicador-2023-en"],"acf":[],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v26.1.1 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Compliance with laws and regulations - Banrisul<\/title>\n<meta name=\"robots\" content=\"noindex, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Compliance with laws and regulations - Banrisul\" \/>\n<meta property=\"og:description\" content=\"2-27 a) Report the total number of significant instances of non-compliance with laws and regulations during the reporting period, and a breakdown of this total by: 2-27 a) i) instances for which fines were incurred; 2-27 a) ii) instances for which non-monetary sanctions were incurred. 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